SOX Advisory (Sarbanes-Oxley)

We also offer service support for SOX Advisory services. The Sarbanes-Oxley Act of 2002 entrusts management of SEC registrant with responsibilities of annually reporting –

  • Effectiveness of internal control structure
  • Procedures for financial reporting
  • Attesting financial statements

Here, Senior Management needs to provide due assurance on existence, adequacy and effectiveness of internal controls where SOX also needs firm’s external auditor to attest & report on management’s assessment.

Here, our expertise lies in offering service support that covers –

  • Entire SOX Compliance life-cycle
  • Continuous monitoring and review

The service areas include: –

Project Management –  We also support clients Project Management Office in executing –

  • Project charter
  • Building project team
  • Performing enterprise risk assessment

Documentation & Review  Assisting customers in :

  • Documenting controls
  • Defining test cases
  • Planning any remediation activity that is required
  • Also providing independent review of existing documentation

Control Testing
Carrying out –

  • Independent evaluation of both design and operational effectiveness of internal controls
  • Assisting clients to identify control gaps
  • Assisting clients in their remediation

Ongoing SOX Compliance

Here, the flexible resource pool also assists clients to successfully cope with –

  • Fluctuating resource demands of ongoing testing & certification
  • Riding out peaks and troughs of SOX activity with minimal impact on business

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